SEC Form 4 · accession 0001532659-15-000027
Arq, Inc. · ARQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christine B. Amrhein
Officer — General Counsel
Period of report
Jul 18, 2015
Accepted (ET)
Jul 21, 2015 · 7:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001515156
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jul 18, 2015 | F | 132 | $12.75 | D | 15,357 | D | |
| Common StockF3 | holding | — | — | — | 31,786 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person delivered stock to the Issuer to cover the payment of the tax liability incident to the vesting of 712 shares of Restricted Stock issued under the Advanced Emissions Solution's Inc. Amended and Restated 2007 Equity Incentive Plan, as amended (the "2007 Plan").
- F2Of the amount shown, 1,746 shares are held in the qualified pension plan account of the reporting person and 7,446 shares were issued pursuant to programs under the 2007 Plan, are not fully vested and are subject to certain repurchase rights.
- F3Of the amount shown, 9,532 shares are held in the qualified pension plan account of the reporting person's spouse and 1,014 shares are restricted stock (not fully vested and subject to forfeiture under the Company's Amended and Restated 2010 Non-Management Compensation and Incentive Plan).