SEC Form 4 · accession 0001532659-15-000026
Arq, Inc. · ARQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan R Lagarenne
Officer — Executive Vice President
Period of report
May 31, 2015
Accepted (ET)
Jul 21, 2015 · 7:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001515156
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 31, 2015 | F | 1,279 | $13.70 | D | 31,203 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person delivered stock to the Issuer to cover the payment of the tax liability incident to the vesting of 4,000 shares of Restricted Stock issued under the Advanced Emissions Solution's Inc. Amended and Restated 2007 Equity Incentive Plan, as amended (the "2007 Plan").
- F2Of the amount shown, 556 shares are held in the qualified pension plan account of the reporting person and 19,812 shares were issued pursuant to programs under the 2007 Plan, are not fully vested and are subject to certain repurchase rights.