SEC Form 4 · accession 0001515156-26-000127
Arq, Inc. · ARQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shimon Steinmetz
Officer — Chief Financial Officer
Period of report
Sep 4, 2026
Accepted (ET)
Sep 9, 2026 · 5:32 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001515156
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 4, 2026 | P | 1,402 | $2.2889 | A | 351,925 | D | |
| Common StockF2,F3 | Sep 4, 2026 | P | 4,356 | $2.2737 | A | 13,126 | I | By Steinmetz Advisory Group LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This price is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.285 to $2.29, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.
- F2This price is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.255 to $2.29, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.
- F3The shares of Common Stock reported on this row are held by Steinmetz Advisory Group, LLC ("Steinmetz Advisory Group"). Mr. Steinmetz, the Chief Financial Officer of the Issuer, is the ultimate control person of Steinmetz Advisory Group, and an indirect beneficial owner of these shares. Mr. Steinmetz disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.