SEC Form 4 · accession 0001515156-18-000101
Arq, Inc. · ARQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
L Heath Sampson
Officer — President & CEO · Director
Period of report
Oct 16, 2018
Accepted (ET)
Oct 18, 2018 · 5:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001515156
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 16, 2018 | F | 5,497 | $10.62 | D | 264,779 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the shares withheld to satisfy the statutory tax withholding obligations upon the vesting of restricted shares issued under the issuer's Amended and Restated 2007 Equity Incentive Plan, as amended (the "2007 Plan").