SEC Form 4 · accession 0001515156-18-000094
Arq, Inc. · ARQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
L Heath Sampson
Officer — President & CEO · Director
Period of report
Aug 14, 2018
Accepted (ET)
Aug 16, 2018 · 5:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001515156
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 14, 2018 | M | 92,666 | $8.25 | A | 344,275 | D | |
| Common Stock | Aug 14, 2018 | F | 73,999 | $11.29 | D | 270,276 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $8.25 | Aug 14, 2018 | M | 92,666 | D | Nov 10, 2017 | Dec 31, 2018 | Common Stock | 92,666 | 0 | D |
Explanation of responses
- F1The options were granted for services to be rendered to the Company by the reporting person.