SEC Form 4 · accession 0001246363-15-000001
Arq, Inc. · ARQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
C Jean Bustard
Other
Period of report
Dec 31, 2014
Accepted (ET)
Jan 5, 2015 · 9:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001515156
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 31, 2014 | F | 7,607 | $22.79 | D | 159,782 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the shares withheld to satisfy the minimum statutory tax withholding obligations upon the vesting of 21,682 shares pursuant to that certain Amended Employment Agreement between the issuer and the reporting person dated September 19, 2014.
- F2Of the amount shown, 37,808 shares are held in the qualified pension plan account of the reporting person.