SEC Form 4 · accession 0001217726-15-000003
Arq, Inc. · ARQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan R Lagarenne
Officer — Executive Vice President
Period of report
Jan 1, 2015
Accepted (ET)
Jan 7, 2015 · 7:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001515156
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 1, 2015 | F | 898 | $22.79 | D | 26,557 | D | |
| Common StockF2,F3 | Jan 2, 2015 | F | 546 | $21.86 | D | 26,011 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the shares withheld to satisfy the minimum statutory tax withholding obligations upon the vesting of 2,410 shares issued under the issuer's Amended and Restated 2007 Equity Incentive Plan, as amended (the "2007 Plan"), pursuant to the 2013 Long Term Incentive Plan.
- F2Represents the shares withheld to satisfy the minimum statutory tax withholding obligations upon the vesting of 1,465 shares issued under the 2007 Plan pursuant to the 2014 Long Term Incentive Plan.
- F3Of the amount shown, 556 shares are held in the qualified pension plan account of the reporting person and 17,341 shares are restricted stock (not fully vested and subject to certain repurchase rights under the 2007 Plan).