SEC Form 4 · accession 0001209191-15-014525
Arq, Inc. · ARQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey Clark Smith
Director
Period of report
Jul 1, 2014
Accepted (ET)
Feb 17, 2015 · 4:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001515156
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jul 1, 2014 | A | 2,114 | $23.81 | A | 90,784 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares automatically awarded on July 1, 2014 pursuant to the Director Compensation Arrangement under the Company's Amended and Restated 2007 Equity Incentive Plan, as amended, which shares vest pro rata for the Board of Director service term from June 1, 2014 through May 31, 2015. As of February 17, 2015, 597 of these shares are unvested and subject to forfeiture.
- F2Closing price on the grant date.