SEC Form 4 · accession 0001209191-15-014522
Arq, Inc. · ARQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Louis Spencer Wells
Director
Period of report
Jul 23, 2014
Accepted (ET)
Feb 17, 2015 · 4:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001515156
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jul 23, 2014 | A | 2,070 | $20.85 | A | 2,070 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Pro rated number of shares awarded pursuant to the Director Compensation Arrangement under the Company's Amended and Restated 2007 Equity Incentive Plan, as amended, upon filer's appointment to the Company's Board of Directors, which shares vest pro rata for Board service from July 23, 2014 through May 31, 2015. As of February 17, 2015, 682 of these shares are unvested and subject to forfeiture.
- F2Closing price on the grant date.