SEC Form 3 · accession 0001567619-18-007397
WASTE ENERGY CORP. · WAST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Swapan Kakumanu
Officer — Chief Financial Officer
Period of report
Dec 4, 2018
Accepted (ET)
Dec 6, 2018 · 12:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001515139
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 50,000 | I | Red to Black Inc. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1,F2 | $0.60 | holding | — | — | — | Jun 8, 2018 | Jun 8, 2028 | Common Stock | 75,000 | — | I |
| Stock OptionsF1,F3 | $0.10 | holding | — | — | — | Oct 15, 2018 | Oct 15, 2027 | Common Stock | 100,000 | — | I |
Explanation of responses
- F1Swapan Kakumanu has the sole power to vote or direct the vote, and to dispose or direct the disposition, of the shares held by Red to Black Inc.
- F2The stock options vest as to 1/3 on June 8, 2018, 1/3 on June 8, 2019 and 1/3 on June 8, 2020.
- F3The stock options vest as to 1/3 on October 15, 2018, 1/3 on October 15, 2019 and 1/3 on October 15, 2020