SEC Form 4 · accession 0001140361-17-038933
WASTE ENERGY CORP. · WAST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James P Geiskopf
Officer — Secretary Treasurer · Director · 10% Owner
Period of report
Oct 15, 2017
Accepted (ET)
Oct 17, 2017 · 7:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001515139
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | holding | — | — | — | 1,000,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1 | $0.10 | Oct 15, 2017 | A | 400,000 | A | Oct 15, 2017 | Oct 15, 2027 | Common Stock | 400,000 | 400,000 | D |
Explanation of responses
- F1The options vest as follows: (i) 1/3 on date of grant, (ii) 1/3 on the first anniversary of date of grant and (iii) 1/3 on the second anniversary of date of grant.