SEC Form 4 · accession 0001437749-17-005366
Carroll Bancorp, Inc. · CROL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J. Gallina
Officer — Chief Financial Officer
Period of report
Mar 27, 2017
Accepted (ET)
Mar 28, 2017 · 9:09 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001515069
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stock | Mar 27, 2017 | A | 851 | $0.00 | A | 3,609 | D | |
| common stock | holding | — | — | — | 5,005 | I | by IRA | |
| common stockF2 | holding | — | — | — | 1,362 | I | by ESOP | |
| common stockF3 | holding | — | — | — | 3,703 | I | as trustee |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1restricted stock grant
- F2shares of stock allocated from the ESOP
- F3represents unallocated ESOP shares as a percentage of shares allocated to a trustee.