SEC Form 4 · accession 0001437749-16-041363
Carroll Bancorp, Inc. · CROL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Russell J. Grimes
Officer — Chief Executive Officer · Director
Period of report
Nov 4, 2016
Accepted (ET)
Nov 8, 2016 · 12:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001515069
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stock | Nov 4, 2016 | P | 32 | $15.955 | A | 8,881 | D | |
| common stock | Nov 4, 2016 | P | 31 | $16.00 | A | 16,218 | I | by IRA |
| common stock | holding | — | — | — | 1,674 | I | by spouse | |
| common stock | holding | — | — | — | 88 | I | by children | |
| common stockF1 | holding | — | — | — | 1,295 | I | by ESOP | |
| common stockF2 | holding | — | — | — | 6,624 | I | as trustee |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares of stock allocated from the ESOP
- F2Represents unallocated ESOP shares as a percentage of shares allocated to a trustee.