SEC Form 4 · accession 0001209191-15-053314
Carroll Bancorp, Inc. · CROL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
C. Todd Brown
Director
Period of report
Jun 11, 2015
Accepted (ET)
Jun 15, 2015 · 4:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001515069
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stockF1 | Jun 11, 2015 | X | 2,086 | $13.33 | A | 20,551 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| common stock warrant (right to buy)F1 | $13.33 | Jun 11, 2015 | X | 3,477 | D | Mar 26, 2014 | Mar 20, 2017 | common stock | 2,086 | 0 | D |
Explanation of responses
- F1Exercise price and number of shares (including shares underlying the warrants) have been adjusted to reflect the issuer's 20% stock dividend paid on May 1, 2015.