SEC Form 4 · accession 0001209191-15-027376
Carroll Bancorp, Inc. · CROL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donna M. Frederick
Officer — SVP - Retail Banking and Consu
Period of report
Mar 16, 2015
Accepted (ET)
Mar 18, 2015 · 2:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001515069
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stockF1 | Mar 16, 2015 | A | 686 | $0.00 | A | 2,304 | D | |
| common stock | holding | — | — | — | 3,358 | I | by IRA | |
| common stockF2 | holding | — | — | — | 590 | I | by ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of restricted stock granted on March 16, 2015 that vest at a rate of 20% per year commencing on March 16, 2016.
- F2Shares of stock allocated from the ESOP.