SEC Form 4 · accession 0001209191-15-027367
Carroll Bancorp, Inc. · CROL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Russell J. Grimes
Officer — Chief Executive Officer · Director
Period of report
Mar 16, 2015
Accepted (ET)
Mar 18, 2015 · 2:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001515069
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stockF1 | Mar 16, 2015 | A | 1,864 | $0.00 | A | 7,304 | D | |
| common stock | holding | — | — | — | 11,912 | I | by IRA | |
| common stock | holding | — | — | — | 1,396 | I | by spouse | |
| common stock | holding | — | — | — | 66 | I | by children | |
| common stockF2 | holding | — | — | — | 1,079 | I | by ESOP | |
| common stockF3 | holding | — | — | — | 5,520 | I | as trustee |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of restricted stock granted on March 16, 2015 that vest at a rate of 20% per year commencing on March 16, 2016.
- F2Shares of stock allocated from the ESOP.
- F3Represents unallocated ESOP shares as a percentage of shares allocated to a trustee.