SEC Form 4 · accession 0001209191-19-018800
AMC Global Media Inc. · AMCX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Helen A Dolan
10% Owner · Other
Charles F Dolan
Officer — Executive Chairman · Director · 10% Owner · Other
Period of report
Mar 8, 2019
Accepted (ET)
Mar 12, 2019 · 4:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001514991
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2,F3 | Mar 9, 2019 | M | 3,441 | $0.00 | A | 10,518 | D | |
| Class A Common StockF2,F3 | Mar 9, 2019 | F | 1,168 | $62.39 | D | 9,350 | D | |
| Class A Common StockF1,F2,F3 | Mar 9, 2019 | M | 3,828 | $0.00 | A | 13,178 | D | |
| Class A Common StockF2,F3 | Mar 9, 2019 | F | 1,602 | $62.39 | D | 11,576 | D | |
| Class A Common StockF3,F5 | holding | — | — | — | 109,274 | I | By CFD Revocable Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3,F1,F6 | — | Mar 8, 2019 | A | 9,485 | A | — | Mar 9, 2022 | Class A Common Stock | 9,485 | 9,485 | D |
| Restricted Stock UnitsF1,F2,F3,F7 | — | Mar 9, 2019 | M | 3,441 | D | — | Mar 9, 2020 | Class A Common Stock | 3,441 | 3,441 | D |
| Restricted Stock UnitsF1,F2,F3,F8 | — | Mar 9, 2019 | M | 3,828 | D | — | Mar 9, 2021 | Class A Common Stock | 3,828 | 7,656 | D |
Explanation of responses
- F1Each restricted stock unit is granted under the AMC Networks Inc. 2016 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof.
- F2Securities held directly by Mr. Charles F. Dolan and indirectly by his spouse, Mrs. Helen A. Dolan.
- F3Helen A. Dolan disclaims beneficial ownership of these securities and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities.
- F4Securities withheld to pay withholding taxes on vested RSUs exempt under Rule 16b-3.
- F5Charles F. Dolan is a co-trustee and beneficiary of the Charles F. Dolan 2009 Revocable Trust.
- F6The RSUs are scheduled to vest in three equal installments on March 9, 2020, March 9, 2021, and March 9, 2022, subject to the achievement of certain performance measures.
- F7Two-thirds of the RSUs vested and were settled on March 9, 2018 and March 9, 2019. The remaining one-third of the RSUs vests on March 9, 2020 subject to the achievement of certain performance measures.
- F8One-third of the RSUs vested and were settled on March 9, 2019. The remaining two-thirds of the RSUs vest on March 9, 2020 and March 9, 2021 subject to the achievement of certain performance measures.