SEC Form 4 · accession 0001209191-17-019265
AMC Global Media Inc. · AMCX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Helen A Dolan
10% Owner · Other
Charles F Dolan
Officer — Executive Chairman · Director · 10% Owner · Other
Period of report
Mar 6, 2017
Accepted (ET)
Mar 8, 2017 · 4:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001514991
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2,F3 | Mar 6, 2017 | M | 1,929 | $0.00 | A | 47,262 | D | |
| Class A Common StockF2,F3 | Mar 6, 2017 | F | 748 | $60.28 | D | 46,514 | D | |
| Class A Common StockF1,F2,F3 | Mar 7, 2017 | M | 5,432 | $0.00 | A | 51,946 | D | |
| Class A Common StockF2,F3 | Mar 7, 2017 | F | 2,007 | $59.45 | D | 49,939 | D | |
| Class A Common StockF3,F5 | holding | — | — | — | 52,243 | I | By CFD Revocable Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2,F3,F6 | — | Mar 6, 2017 | M | 1,929 | D | — | Mar 4, 2019 | Class A Common Stock | 1,929 | 3,858 | D |
| Restricted Stock UnitsF1,F2,F3 | — | Mar 7, 2017 | M | 5,432 | D | Mar 7, 2017 | Mar 7, 2017 | Class A Common Stock | 5,432 | 0 | D |
Explanation of responses
- F1Each restricted stock unit was granted under the AMC Networks Inc. 2011 Amended and Restated Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof, at the election of the issuer.
- F2Securities held directly by Mr. Charles F. Dolan and indirectly by his spouse, Mrs. Helen A. Dolan.
- F3Helen A. Dolan disclaims beneficial ownership of these securities and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities.
- F4Securities withheld to pay withholding taxes on vested restricted stock units exempt under Rule 16b-3.
- F5Charles F. Dolan is the sole trustee and beneficiary of the Charles F. Dolan 2009 Revocable Trust
- F6One-third of the RSUs vested and were settled on March 6, 2017. The remaining two-thirds of the RSUs vest as follows: one-third on March 4, 2018 and one-third on March 4, 2019 subject to the achievement of certain performance measures.