SEC Form 4 · accession 0001209191-16-107577
AMC Global Media Inc. · AMCX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Mar 8, 2016
Accepted (ET)
Mar 10, 2016 · 4:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001514991
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Mar 8, 2016 | M | 66,000 | $17.91 | A | 132,969 | D | |
| Class A Common StockF3,F1,F2 | Mar 8, 2016 | S | 63,700 | $66.8705 | D | 69,269 | D | |
| Class A Common StockF4,F1,F2 | Mar 8, 2016 | S | 1,300 | $67.9655 | D | 67,969 | D | |
| Class A Common StockF5,F6 | holding | — | — | — | 6,221 | I | By spouse | |
| Class A Common StockF5,F7 | holding | — | — | — | 1,925 | I | By minor children | |
| Class A Common StockF5,F8 | holding | — | — | — | 3,450 | I | By members of the household | |
| Class A Common StockF6 | holding | — | — | — | 400 | I | By spouse's 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options (Right to Buy)F2 | $17.91 | Mar 8, 2016 | M | 66,000 | D | Jul 15, 2011 | Jun 5, 2016 | Class A Common Stock | 66,000 | 0 | D |
Explanation of responses
- F1Includes shares held jointly with Kristin A. Dolan.
- F2Securities held directly by Mr. James L. Dolan and indirectly by his spouse, Ms. Kristin A. Dolan. Ms. Dolan disclaims beneficial ownership of these securities (other than shares held jointly) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities.
- F3This transaction was executed in multiple trades at prices ranging from $66.750 to $67.230 per share. The price reported above reflects the weighted average sale price. Mr. Dolan hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4This transaction was executed in multiple trades at prices ranging from $67.800 to $68.150 per share. The price reported above reflects the weighted average sale price. Mr. Dolan hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F5Reporting Persons disclaim beneficial ownership of these securities and this report shall not be deemed to be an admission that either is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities.
- F6Securities held directly, or indirectly through a 401(k) plan, by Mr. Dolan's spouse, Ms. Kristin A. Dolan. Mr. Dolan disclaims beneficial ownership of these securities and this report shall not be deemed to be an admission that he is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities.
- F7Securities held by James L. Dolan as custodian for the Reporting Persons' minor children.
- F8Securities held by members of the Reporting Persons' household.