SEC Form 4/A · accession 0001514732-16-000220
SAExploration Holdings, Inc. · SAEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Brent Whiteley
Officer — CFO, Gen. Counsel, Secretary · Director · Other
Period of report
Jun 29, 2016
Accepted (ET)
Jul 26, 2016 · 5:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001514732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jun 29, 2016 | F | 1,740 | $0.16 | D | 294,204 | D | |
| Common StockF1 | holding | — | — | — | 295,944 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Transaction previously reported on 6/30/2016. Amount of securities beneficially owned has changed following amended Form 4/A.
- F2Shares withheld on 6/29/2016 by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of restricted stock units. No shares were sold.