SEC Form 4 · accession 0001514732-15-000127
SAExploration Holdings, Inc. · SAEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric Rosenfeld
Director · 10% Owner
Period of report
Dec 30, 2015
Accepted (ET)
Dec 30, 2015 · 1:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001514732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 30, 2015 | A | 20,920 | $2.39 | A | 1,691,647 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were issued pursuant to the SAExploration Holdings, Inc. (the "Company") 2013 Non-Employee Director Share Incentive Plan on December 30, 2015, with the issuance being effective as of December 1, 2015.