SEC Form 4 · accession 0001514732-15-000092
SAExploration Holdings, Inc. · SAEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John P Pecora
10% Owner
Period of report
Aug 31, 2015
Accepted (ET)
Sep 2, 2015 · 11:00 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001514732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 31, 2015 | P | 11,394 | $3.02 | A | 2,186,902 | D | |
| Common Stock | Sep 1, 2015 | P | 17,693 | $2.95 | A | 2,204,595 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades on August 31, 2015 at prices ranging from $3.00 to 3.07. The price reported reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of securities purchased at each separate price.