SEC Form 4 · accession 0001514732-15-000060
SAExploration Holdings, Inc. · SAEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John P Pecora
10% Owner
Period of report
Jun 8, 2015
Accepted (ET)
Jun 10, 2015 · 4:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001514732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 8, 2015 | P | 11,955 | $3.35 | A | 2,159,855 | D | |
| Common StockF1 | Jun 10, 2015 | P | 653 | $3.43 | A | 2,160,508 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades on June 10, 2015 at prices ranging from $3.40 to 3.45. The price reported reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of securities purchased at each separate price.