SEC Form 4 · accession 0001514732-15-000023
SAExploration Holdings, Inc. · SAEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian A Beatty
Officer — CEO and President · Director · 10% Owner
Period of report
Mar 24, 2015
Accepted (ET)
Mar 26, 2015 · 12:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001514732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 24, 2015 | P | 10,000 | $3.16 | A | 472,005 | D | |
| Common StockF2 | Mar 25, 2015 | P | 37,995 | $3.15 | A | 510,000 | D | |
| Common StockF3 | holding | — | — | — | 1,196,846 | I | Through dispositive and voting control of Seismic Management Holdings, Inc. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades on March 24, 2015 at prices ranging from $3.09 to $3.25. The price reported reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of securities purchased at each separate price.
- F2This transaction was executed in multiple trades on March 25, 2015 at prices ranging from $3.10 to 3.25. The price reported reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of securities purchased at each separate price.
- F3Seismic Management Holdings, Inc. is a corporation formed under the laws of the Province of Alberta, Canada, and is wholly owned by Seismic Management, LLP, which is an Alaska limited liability partnership controlled by the Reporting Person and his wife, Sheri L. Beatty.