SEC Form 4 · accession 0000919574-17-005625
SAExploration Holdings, Inc. · SAEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
WBOX2015-7 LTD.
10% Owner
Period of report
Jul 25, 2017
Accepted (ET)
Jul 27, 2017 · 6:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001514732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.0001 par value | Jul 25, 2017 | J | 1,026,461 | $0.00 | D | 0 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a pro-rata, in-kind distribution of Common Stock, $0.0001 par value, of the Issuer by WBox 2015-7 LTD (the "SPV") to its shareholders.
- F2The SPV disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and affirmatively disclaims being a "group" with any other person for purposes of Section 16 of the Securities Exchange Act of 1934, as amended.