SEC Form 4 · accession 0001127602-19-006562

SunCoke Energy, Inc. · SXC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Vice President & Controller

Period of report

Feb 14, 2019

Accepted (ET)

Feb 19, 2019 · 12:11 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001514705

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1	Feb 14, 2019	M	1,201	—	A	6,207	D
Common Stock^F2	Feb 14, 2019	F	416	$9.61	D	5,375	D
Common Stock^F1	Feb 15, 2019	M	634	—	A	6,425	D
Common Stock^F2	Feb 15, 2019	F	220	$9.87	D	5,789	D
Common Stock^F1	Feb 17, 2019	M	1,644	—	A	7,433	D
Common Stock	Feb 17, 2019	D	1,644	$9.87	D	5,789	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
RSU's (02.14.18)^F3,F1	—	Feb 14, 2019	M	1,201	D	Feb 14, 2019	Feb 14, 2021	Common Stock	1,201	2,402	D
RSU's (02.15.17)^F3,F1	—	Feb 15, 2019	M	634	D	Feb 15, 2018	Feb 15, 2020	Common Stock	634	634	D
RSU's (02.17.2016)^F4,F1,F5	—	Feb 17, 2019	M	1,644	D	—	—	Common Stock	1,644	0	D

F1Conversion rate is 1 for 1.
F2Shares withheld by Registrant to satisfy minimum statutory withholding requirement on vesting of RSUs.
F3Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments on the first, second and third anniversary of the grant date.
F4Reflects cash settlement of the third tranche of time vesting restricted stock units ("RSUs") granted February 17, 2016, pursuant to the SunCoke Energy, Inc. Long -Term Performance Enhancement Plan, in a transaction exempt under Rule 16b-3. These RSUs vest in three equal annual installments on the first, second and third anniversaries of the date of the grant.
F5Not applicable.