SEC Form 4 · accession 0001127602-19-006258

SunCoke Energy, Inc. · SXC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Senior Vice President

Period of report

Feb 13, 2019

Accepted (ET)

Feb 15, 2019 · 3:48 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001514705

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Feb 17, 2019	J	42,871	$9.87	A	117,892	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
RSU's (02.13.19)^F2,F3	—	Feb 13, 2019	A	12,765	A	Feb 13, 2020	Feb 13, 2022	Common Stock	12,765	25,530	D
Stock Options (02.13.19)^F4	$9.87	Feb 13, 2019	A	20,537	A	Feb 13, 2020	Feb 13, 2029	Common Stock	20,537	41,074	D

F1Represents settlement of Performance Share Unit ("PSU") award granted February 17, 2016 pursuant to the SunCoke Energy, Inc. ("SXC") Long Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. PSU award settled, at the end of applicable three-year vesting period, in shares of SXC common stock, (net of shares withheld by Registrant to satisfy minimum statutory withholding requirements).
F2Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments commencing on February 13, 2020.
F3Conversion rate is 1 for 1.
F4Grant of stock options (right to buy SunCoke Energy, Inc. common stock) awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3 and exercisable in three equal annual installments commencing on February 13, 2020.