SEC Form 4 · accession 0001127602-19-006245
SunCoke Energy, Inc. · SXC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Allison S Lausas
Officer — Vice President & Controller
Period of report
Feb 13, 2019
Accepted (ET)
Feb 15, 2019 · 3:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001514705
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RSU's (02.13.19)F1,F2 | — | Feb 13, 2019 | A | 6,165 | A | Feb 13, 2020 | Feb 13, 2022 | Common Stock | 6,165 | 6,165 | D |
| Stock Options (02.13.19)F3 | $9.87 | Feb 13, 2019 | A | 4,959 | A | Feb 13, 2020 | Feb 13, 2029 | Common Stock | 4,959 | 9,918 | D |
Explanation of responses
- F1Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments commencing on February 13, 2020.
- F2Conversion rate is 1 for 1.
- F3Grant of stock options (right to buy SunCoke Energy, Inc. common stock) awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3 and exercisable in three equal annual installments commencing on February 13, 2020.