SEC Form 4 · accession 0001127602-18-037009
SunCoke Energy, Inc. · SXC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James E Sweetnam
Director
Period of report
Dec 19, 2018
Accepted (ET)
Dec 20, 2018 · 6:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001514705
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Share UnitsF2,F1,F3 | — | Dec 19, 2018 | A | 3,220 | A | — | — | Common Stock | 3,220 | 70,602 | D |
Explanation of responses
- F1Conversion rate is 1 for 1.
- F2Total of 3,220 Deferred Share Units deferred under the SunCoke Energy, Inc. Directors' Deferred Compensation Plan, in a transaction exempt under Rule 16b-3(d).
- F3Not applicable.