SEC Form 4 · accession 0001127602-18-007385

SunCoke Energy, Inc. · SXC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Vice President & Controller

Period of report

Feb 15, 2018

Accepted (ET)

Feb 20, 2018 · 7:57 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001514705

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Feb 15, 2018	M	635	$0.00	A	4,563	D
Common Stock^F1	Feb 15, 2018	F	220	$10.61	D	4,343	D
Common Stock	Feb 17, 2018	M	1,645	$0.00	A	5,988	D
Common Stock	Feb 17, 2018	D	1,645	$10.80	D	4,343	D
Common Stock	Feb 18, 2018	M	1,014	$0.00	A	5,357	D
Common Stock^F1	Feb 18, 2018	F	351	$10.80	D	5,006	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
RSU's (02.15.17)^F2,F3	—	Feb 15, 2018	M	635	D	Feb 15, 2018	Feb 15, 2021	Common Stock	635	1,268	D
RSU's (02.17.2016)^F4,F3,F5	—	Feb 17, 2018	M	1,645	D	—	—	Common Stock	1,645	1,644	D
RSU's (Feb 2015)^F2,F3,F5	—	Feb 18, 2018	M	1,014	D	—	—	Common Stock	1,014	0	D

F1Shares withheld by Registrant to satisfy minimum statutory withholding requirement on vesting of RSUs.
F2Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments on the first, second and third anniversary of the grant date.
F3Conversion rate is 1 for 1.
F4Reflects cash settlement of the second tranche of time vesting restricted stock units ("RSUs") granted February 17, 2016, pursuant to the SunCoke Energy, Inc. Long -Term Performance Enhancement Plan, in a transaction exempt under Rule 16b-3. These RSUs vest in three equal annual installments on the first, second and third anniversaries of the date of the grant.
F5Not applicable.