SEC Form 4 · accession 0001127602-18-006727
SunCoke Energy, Inc. · SXC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Phillip Michael Hardesty
Officer — Senior Vice President
Period of report
Feb 14, 2018
Accepted (ET)
Feb 16, 2018 · 5:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001514705
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RSU's (02.14.18)F1,F2 | — | Feb 14, 2018 | A | 7,244 | A | Feb 14, 2019 | Feb 14, 2021 | Common Stock | 7,244 | 7,244 | D |
| Market Options (02.14.18)F3 | $10.49 | Feb 14, 2018 | A | 14,126 | A | Feb 14, 2019 | Feb 14, 2028 | Common Stock | 14,126 | 14,126 | D |
Explanation of responses
- F1Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments commencing on February 14, 2019.
- F2Conversion rate is 1 for 1.
- F3Grant of stock options (right to buy SunCoke Energy, Inc. common stock) awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3 and exercisable in three equal annual installments commencing on February 14, 2019.