SEC Form 4 · accession 0001127602-17-007085
SunCoke Energy, Inc. · SXC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Allison S Lausas
Officer — Vice President & Controller
Period of report
Feb 15, 2017
Accepted (ET)
Feb 17, 2017 · 7:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001514705
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (02.15.17)F1 | $9.85 | Feb 15, 2017 | A | 1,208 | A | Feb 15, 2018 | Feb 15, 2027 | Common Stock | 1,208 | 2,416 | D |
| RSU's (02.15.17)F2,F3 | — | Feb 15, 2017 | A | 1,903 | A | Feb 15, 2018 | Feb 15, 2021 | Common Stock | 1,903 | 3,806 | D |
Explanation of responses
- F1Grant of stock options (right to buy SunCoke Energy, Inc. common stock) awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3 and exercisable in three equal annual installments commencing on February 15, 2018.
- F2Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments commencing on February 15, 2018.
- F3Conversion rate is 1 for 1.