SEC Form 4 · accession 0001127602-17-007073

SunCoke Energy, Inc. · SXC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Sr VP & General Counsel

Period of report

Feb 15, 2017

Accepted (ET)

Feb 17, 2017 · 6:35 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001514705

Table I — non-derivative securities

No Table I lines on this filing.

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
RSU's (02.15.17)^F1,F2	—	Feb 15, 2017	A	5,786	A	Feb 15, 2018	Feb 15, 2021	Common Stock	5,786	11,572	D
Market Options (02.15.17)^F3	$9.85	Feb 15, 2017	A	5,512	A	Feb 15, 2018	Feb 15, 2027	Common Stock	5,512	11,024	D
Performance Options (02.15.17)^F4	$9.85	Feb 15, 2017	A	6,268	A	Feb 15, 2018	Feb 16, 2027	Common Stock	6,268	12,536	D

F1Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments commencing on February 15, 2018.
F2Conversion rate is 1 for 1.
F3Grant of stock options (right to buy SunCoke Energy, Inc. common stock) awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3 and exercisable in three equal annual installments commencing on February 15, 2018.
F4Performance stock options (right to buy SunCoke Energy, Inc. common stock), granted February 15, 2017, pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. These options vest, subject to reporting person's continued employment, in equal installments on the first, second and third anniversaries of the date of grant, and the vested portion of such options will become exercisable beginning on the first trading day following that on which the closing price of the common stock equals or exceeds $14.78/share