SEC Form 4 · accession 0001127602-16-047555
SunCoke Energy, Inc. · SXC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John W Rowe
Director
Period of report
Mar 23, 2016
Accepted (ET)
Mar 24, 2016 · 7:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001514705
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Share UnitsF2,F1,F3 | — | Mar 23, 2016 | A | 4,458 | A | — | — | Common Stock | 4,458 | 36,275 | D |
Explanation of responses
- F1Conversion rate is 1 for 1.
- F2Total of 4458 Deferred Share Units deferred under the SunCoke Energy, Inc. Directors' Deferred Compensation Plan, in a transaction exempt under Rule 16b-3(d).
- F3Not applicable.