SEC Form 4 · accession 0001127602-16-046951

SunCoke Energy, Inc. · SXC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).

Reporting owner

Officer — Chairman & CEO · Director

Period of report

Mar 16, 2016

Accepted (ET)

Mar 18, 2016 · 4:51 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001514705

Table I — non-derivative securities

No Table I lines on this filing.

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Market Options (02.17.2016)^F1	$6.03	Mar 16, 2016	A	90,925	A	Feb 17, 2017	Feb 17, 2026	Common Stock	90,925	90,925	D
Performance Options (02.17.2016)^F2	$9.50	Mar 16, 2016	A	90,925	A	Feb 17, 2017	Feb 17, 2026	Common Stock	90,925	90,925	D

F1Grant of stock options (right to buy SunCoke Energy, Inc. common stock) awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3 and exercisable in three equal annual installments commencing on February 17, 2017.
F2Performance stock options (rights to buy) SunCoke Energy, Inc. common stock, granted March 16, 2016, pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. These options vest in equal installments on the following vesting dates: February 17, 2017, February 17, 2018 and February 17, 2019 (subject to the reporting person's continued employment through each applicable vesting date) and, to the extent vested, become exercisable only on and after the first trading day following the trading day on which the closing price of SunCoke Energy, Inc. common stock equals or exceeds $9.50/share for any 15 trading days during the three-year period beginning on the grant date.