SEC Form 4 · accession 0001127602-16-044158
SunCoke Energy, Inc. · SXC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary P Yeaw
Officer — Senior Vice President
Period of report
Feb 26, 2016
Accepted (ET)
Mar 1, 2016 · 4:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001514705
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 26, 2016 | M | 2,454 | $0.00 | A | 25,051 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RSU's (Feb 2014)F1,F2,F3 | — | Feb 26, 2016 | M | 2,454 | D | — | — | Common Stock | 2,454 | 2,453 | D |
Explanation of responses
- F1Restricted share units granted on February 26, 2014 pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. These restricted share units vest in three equal annual installments commencing on the first anniversary of the grant date.
- F2Conversion rate is 1 for 1.
- F3Not applicable.