SEC Form 4 · accession 0001127602-16-042527
SunCoke Energy, Inc. · SXC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Allison S Lausas
Officer — Vice President & Controller
Period of report
Feb 17, 2016
Accepted (ET)
Feb 19, 2016 · 5:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001514705
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RSU's (02.17.2016)F1 | $3.80 | Feb 17, 2016 | A | 4,934 | A | Feb 17, 2017 | Feb 16, 2026 | Common Stock | 4,934 | 4,934 | D |
| Market Options (02.17.2016)F2 | $3.80 | Feb 17, 2016 | A | 3,654 | A | Feb 17, 2016 | Feb 17, 2026 | Common Stock | 3,654 | 3,654 | D |
Explanation of responses
- F1Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments commencing on February 17, 2017.
- F2Grant of stock options (right to buy SunCoke Energy, Inc. common stock) awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3 and exercisable in three equal annual installments commencing on February 17, 2017.