SEC Form 4 · accession 0001127602-16-042511
SunCoke Energy, Inc. · SXC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Phillip Michael Hardesty
Officer — Senior Vice President
Period of report
Feb 17, 2016
Accepted (ET)
Feb 19, 2016 · 5:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001514705
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Market Options (02.17.2016)F1 | $3.80 | Feb 17, 2016 | A | 13,333 | A | Feb 17, 2017 | Feb 17, 2026 | Common Stock | 13,333 | 13,333 | D |
| Performance Options (02.17.2016)F2 | $3.80 | Feb 17, 2016 | A | 13,333 | A | Feb 17, 2017 | Feb 17, 2026 | Common Stock | 13,333 | 13,333 | D |
Explanation of responses
- F1Grant of stock options (right to buy SunCoke Energy, Inc. common stock) awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3 and exercisable in three equal annual installments commencing on February 17, 2017.
- F2Performance Stock options (right to buy) SunCoke Energy, Inc. common stock, granted February 17, 2016, pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. These options vest on the first trading day following the trading day on which the closing price of the common stock equals or exceeds two and one-half times the closing price on the grant date, subject to reporting person's continued employment through the applicable period.