SEC Form 4 · accession 0001127602-15-034546
SunCoke Energy, Inc. · SXC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John W Rowe
Director
Period of report
Dec 16, 2015
Accepted (ET)
Dec 17, 2015 · 8:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001514705
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Share UnitsF2,F1,F3 | — | Dec 16, 2015 | A | 8,786 | A | — | — | Common Stock | 8,786 | 30,901 | D |
| Deferred Share UnitsF4,F3 | — | Dec 16, 2015 | J | 917 | A | — | — | Common Stock | 917 | 31,817 | D |
Explanation of responses
- F1Conversion rate is 1 for 1.
- F2Total of 8786 Deferred Share Units deferred under the SunCoke Energy, Inc. Directors' Deferred Compensation Plan, in a transaction exempt under Rule 16b-3(d).
- F3Not applicable.
- F4Reflects quarterly crediting of dividend equivalents as additional deferred share units pursuant to the SunCoke Energy, Inc. Directors' Deferred Compensation Plan.