SEC Form 4 · accession 0001127602-15-034539
SunCoke Energy, Inc. · SXC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J Darnall
Director
Period of report
Dec 16, 2015
Accepted (ET)
Dec 17, 2015 · 8:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001514705
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 16, 2015 | A | 8,786 | $0.00 | A | 39,124 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Share UnitsF3,F2 | — | Dec 16, 2015 | J | 448 | A | — | — | Common Stock | 448 | 11,268 | D |
Explanation of responses
- F1Shares granted pursuant to the SunCoke Energy, Inc. Retainer Stock Plan for Outside Directors in a transaction exempt under Rule 16b-3(d).
- F2Not applicable.
- F3Reflects quarterly crediting of dividend equivalents as additional deferred share units on stock retainer previously deferred pursuant to the SunCoke Energy, Inc. Directors' Deferred Compensation Plan.