SEC Form 4 · accession 0001127602-15-028646
SunCoke Energy, Inc. · SXC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Fay West
Officer — Senior Vice President & CFO · Director
Period of report
Oct 1, 2015
Accepted (ET)
Oct 5, 2015 · 4:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001514705
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RSU's (Oct 2015)F1,F2 | $0.00 | Oct 1, 2015 | A | 8,960 | A | — | — | Common Stock | 8,960 | 8,960 | D |
| Stock Options 2015.10.01F3 | $8.37 | Oct 1, 2015 | A | 39,682 | A | Oct 1, 2016 | Oct 1, 2025 | Common Stock | 39,682 | 39,682 | D |
Explanation of responses
- F1Restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments commencing on October 1, 2016.
- F2Not applicable.
- F3Grant of stock options (right to buy SunCoke Energy, Inc. common stock) awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3 and exercisable in three equal annual installments commencing on October 1, 2016.