SEC Form 4 · accession 0001127602-15-008669
SunCoke Energy, Inc. · SXC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frederick A. Henderson
Officer — Chairman & CEO · Director
Period of report
Feb 26, 2015
Accepted (ET)
Feb 26, 2015 · 6:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001514705
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 26, 2015 | M | 13,663 | $0.00 | A | 156,889 | D | |
| Common StockF1 | Feb 26, 2015 | F | 4,250 | $0.00 | D | 152,639 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RSU's (February 2014)F3,F2,F4 | $0.00 | Feb 26, 2015 | M | 13,663 | D | — | — | Common Stock | 13,663 | 27,326 | D |
Explanation of responses
- F1Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted common stock units.
- F2Conversion rate is 1 for 1.
- F3Vesting and conversion of one-third tranche of restricted common stock units granted February 26, 2014 in a transaction exempt under Rule 16b-3(d). Conversion rate is 1 for 1.
- F4Not applicable.