SEC Form 4 · accession 0001127602-15-007774
SunCoke Energy, Inc. · SXC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Allison S Lausas
Officer — Vice President & Controller
Period of report
Feb 15, 2015
Accepted (ET)
Feb 23, 2015 · 6:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001514705
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 15, 2015 | M | 105 | $0.00 | A | 1,305 | D | |
| Common StockF1 | Feb 20, 2015 | F | 159 | $0.00 | D | 1,543 | D | |
| Common Stock | Feb 20, 2015 | M | 436 | $0.00 | A | 1,597 | D | |
| Common StockF1 | Feb 15, 2015 | F | 39 | $0.00 | D | 1,266 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RSU's 02/2012F2,F3 | — | Feb 15, 2015 | M | 105 | D | — | — | Common Stock | 105 | 105 | D |
| RSU's 02/2013F4,F3 | — | Feb 20, 2015 | M | 436 | D | — | — | Common Stock | 436 | 331 | D |
Explanation of responses
- F1Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted common stock.
- F2Vesting and conversion of one-third tranche of restricted common stock units granted February 15, 2012 in a transaction exempt under Rule 16b-3(d). Conversion rate is 1 for 1.
- F3Not applicable.
- F4Vesting and conversion of one-third tranche of restricted common stock units granted February 20, 2013 in a transaction exempt under Rule 16b-3(d). Conversion rate is 1 for 1.