SEC Form 4 · accession 0001127602-15-007456
SunCoke Energy, Inc. · SXC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frederick A. Henderson
Officer — Chairman & CEO · Director
Period of report
Feb 18, 2015
Accepted (ET)
Feb 20, 2015 · 4:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001514705
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share Units (02.18.15)F1,F2,F3 | — | Feb 18, 2015 | A | 43,269 | A | — | — | Common Stock | 43,269 | 43,269 | D |
| Stock Options (Right to Buy) (02.18.15)F4 | $16.90 | Feb 18, 2015 | A | 272,177 | A | Feb 18, 2016 | Feb 18, 2025 | Common Stock | 272,177 | 272,177 | D |
Explanation of responses
- F1Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments commencing on February 18, 2016.
- F2Conversion rate is 1 for 1.
- F3Not applicable.
- F4Grant of stock options (right to buy SunCoke Energy, Inc. common stock) awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3 and exercisable in three equal annual installments commencing on February 18, 2016.