SEC Form 4 · accession 0001140361-16-075032
ROYCE GLOBAL VALUE TRUST, INC. · RGT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles M Royce
Director
Period of report
Aug 5, 2016
Accepted (ET)
Aug 5, 2016 · 4:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001514490
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 5, 2016 | P | 10,000 | $7.92 | A | 95,421 | D | |
| Common StockF1 | holding | — | — | — | 107,377 | I | Family Investment Entity |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares held in a family investment entity of which the reporting person is the sole managing member and in which the reporting person has a substantial pecuniary interest (which may vary from time to time). The reporting person disclaims beneficial ownership of the portion of such shares owned by the family investment entity in which he has no pecuniary interest.
Remarks
Reporting Person was CEO of Issuer's Investment Advisor through 6/30/2016.