SEC Form 4 · accession 0000899243-18-000169
Bandwidth Inc. · BAND
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John C. Murdock
Officer — President · Director · 10% Owner
Period of report
Dec 29, 2017
Accepted (ET)
Jan 3, 2018 · 8:00 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001514416
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WarrantsF1 | $5.80 | Dec 29, 2017 | M | 13,407 | D | — | Dec 31, 2017 | Class B Common Stock | 13,407 | 0 | D |
| Class B Common StockF2 | — | Dec 29, 2017 | M | 13,407 | A | — | — | Class A Common Stock | 13,407 | 105,789 | D |
| Class B Common StockF2 | — | Dec 29, 2017 | G | 13,407 | D | — | — | Class A Common Stock | 13,407 | 92,382 | D |
| Class B Common StockF2 | — | Dec 29, 2017 | G | 13,407 | A | — | — | Class A Common Stock | 13,407 | 52,409 | I |
| Class B Common StockF2 | — | holding | — | — | — | — | — | Class A Common Stock | 52,007 | 52,007 | I |
Explanation of responses
- F1The warrants are currently exercisable.
- F2The shares of Class B common stock are convertible in to Class A common stock on a 1-to-1 basis at the option of the holder and have no expiration date.