SEC Form 4 · accession 0001209191-17-043518
TPG Mortgage Investment Trust, Inc. · MITT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian C. Sigman
Officer — CFO and Treasurer
Period of report
Jul 1, 2017
Accepted (ET)
Jul 5, 2017 · 5:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001514281
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jul 1, 2017 | M | 667 | $0.00 | A | 31,300 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Jul 1, 2017 | M | 667 | D | — | — | Common Stock | 667 | 0 | D |
Explanation of responses
- F1On July 1, 2017, 667 restricted stock units vested in 667 shares of common stock of AG Mortgage Investment Trust, Inc. (the "Company").
- F2Each restricted stock unit represents the right to receive one restricted share of common stock of the Company upon vesting of the unit. This transaction represents the settlement of vested restricted stock units in shares of common stock on their scheduled vesting date.
- F3The restricted stock units vested in three equal annual installments on each of July 1, 2015, July 1, 2016, and July 1, 2017, as set forth in the applicable award agreement.