SEC Form 5/A · accession 0001209191-16-112583
TPG Mortgage Investment Trust, Inc. · MITT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 5/A). It replaces an earlier filing for the same period.
Reporting owner
Jonathan Lieberman
Officer — President and CIO · Director
Period of report
Dec 31, 2015
Accepted (ET)
Apr 4, 2016 · 7:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001514281
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3,F4 | Jul 1, 2015 | M | 9,166 | $0.00 | A | 94,225 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On July 1, 2015, 9,166 restricted stock units vested in 9,166 shares of common stock of AG Mortgage Investment Trust, Inc. (the "Company").
- F2Each restricted stock unit represents the right to receive one restricted share of common stock of the Company upon vesting of the unit. This transaction represents the settlement of vested restricted stock units in shares of common stock on their scheduled vesting date.
- F315,000 shares of common stock are owned jointly with the reporting person's spouse.
- F4Due to a scrivener's error, the number of shares of common stock beneficially owned by the reporting person was incorrectly reported as 94,205 in the reporting person's Form 5 filed February 12, 2016, rather than 94,225.