SEC Form 4/A · accession 0001209191-16-098203
TPG Mortgage Investment Trust, Inc. · MITT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Jonathan Lieberman
Officer — President and CIO · Director
Period of report
Jun 30, 2015
Accepted (ET)
Feb 12, 2016 · 5:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001514281
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3,F2,F4 | — | Jun 30, 2015 | A | 27,500 | A | Jul 1, 2015 | Jul 1, 2017 | Common Stock | 27,500 | 27,500 | D |
Explanation of responses
- F1These restricted stock units were incorrectly reported on Table I on the reporting person's original Form 4 filed July 2, 2015.
- F2Each restricted stock unit represents the right to receive one restricted share of common stock of AG Mortgage Investment Trust, Inc. ("the Company") upon vesting of the unit.
- F3These restricted stock units were transferred by AG REIT Management, LLC, the Company's external manager (the "Manager"), to Mr. Lieberman for his service to the Manager.
- F4The restricted stock units vest in three equal annual installments beginning July 1, 2015. The restricted stock units scheduled to vest on July 1, 2016 and July 1, 2017 are conditioned on Mr. Lieberman's continued employment with Angelo, Gordon & Co., L.P., as set forth in the applicable award agreement.