SEC Form 4 · accession 0001209191-15-085127
TPG Mortgage Investment Trust, Inc. · MITT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Raul Enrique Moreno
Officer — General Counsel and Secretary
Period of report
Dec 10, 2015
Accepted (ET)
Dec 14, 2015 · 6:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001514281
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1,F3 | — | Dec 10, 2015 | A | 1,407 | A | Jul 1, 2016 | Jul 1, 2017 | Common Stock | 1,407 | 1,407 | D |
Explanation of responses
- F1Each restricted stock unit represents a right to receive one restricted share of common stock of AG Mortgage Investment Trust, Inc. (the "Company") upon vesting of the unit.
- F2These restricted stock units were transferred by AG REIT Management, LLC, the Company's external manager (the "Manager"), to Mr. Moreno for his service to the Manager.
- F350% of the restricted stock units are scheduled to vest on July 1, 2016 and the remaining 50% of the restricted stock units are scheduled to vest on July 1, 2017, assuming Mr. Moreno remains an officer of the Company through the applicable vesting date.